David Murdock
David Murdock is a registered investment advisor at Cetera Investment Advisers LLC, based in New Brighton, MN, with 33 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
500 Main St Ste 100, New Brighton, MN, 55112
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Regulatory History (1)
Customer Dispute
February 2009Other Business ActivitiesSells Insurance
David sells fixed insurance with various companies, including life, health, and annuities, dedicating a few hours per week. He also works full-time as a financial advisor for The Servion Group and as a registered representative for Mill City Investments, providing financial services and selling investment and insurance products.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
New England SecuritiesBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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