Thomas Morgan
Thomas Morgan is a registered investment advisor at Corps Capital Advisors, LLC, based in Dallas, TX, with 32 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 20 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.50% |
| $5.0M - $10.0M | 1.25% |
| $10.0M - $25.0M | 1.00% |
| $25M+ | 1.00% |
Fees negotiable for accounts over $25M.
Fee Estimator
Location
100 Crescent Ct, Ste 700, Dallas, TX, 75201
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2020Customer Dispute
December 2009Other Business Activities
Thomas is involved in several outside business activities, including Mingo Private Investment LLC, Brush Country Wildlife Supply, Integrity Partners, Ben AI, Corps Capital Fund Management LLC, and Corps Capital BDC LLC. These roles range from owner/member to partner and board member, and take up a few hours per week to about 10-20% of his time.
Employment History
Current Registrations
Corps Capital Advisors, LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Goldman, Sachs & CO.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.