William Czaplewski
William Czaplewski is a registered investment advisor at LPL Financial LLC, based in Monona, WI, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6430 Bridge Rd, Monona, WI, 53713
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2024Customer Dispute
July 2018Other Business ActivitiesSells Insurance
William sells fixed annuities and term life insurance since 2003. He also works as a Trust Officer and VP Wealth Officer at Lake Ridge Bank, and operates Lake Ridge Financial as a DBA for his LPL business, dedicating full-time hours to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Gna Securities, INC.Broker
Aegon USA Securities INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.