Amy Horak
Amy Horak is a registered investment advisor at Raymond James & Associates, INC., based in Palm Harbor, FL, with 24 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.
Fee Estimator
Location
Palm Harbor, FL
Get directionsHistory
Regulatory History (1)
Judgment / Lien
August 1999Other Business Activities
Amy owns a baking business for events, dedicating a few hours per week. She also serves as a board member and finance/investment committee member for two non-profit organizations, Operation PAR and SAS Solutions for Administrative Services, spending minimal time on the latter.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Previous Registrations
Deutsche Bank Securities INC.Broker
Deutsche Bank Securities INC.
Wachovia Securities, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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