Mark Shoemaker
Mark Shoemaker is a registered investment advisor at Mariner Advisor Network, based in Poterville, CA, with 32 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 16,313 clients with $8.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mariner Independent Advisor Network offers investment management services through its network of IARs. Fees are based on the value of your portfolio and are deducted from your account. There are two fee options:
- Transaction Based Fee Option (TBFO): You pay transaction charges and/or commissions at the time of each transaction in addition to investment advisory fees. The advisory fees range from 0.4% to 2.55% if you pay for transaction charges, or 0.4% to 2.75% if the IAR pays for all transaction charges.
- Asset Based Fee Option (ABFO): You are charged a single periodic fee for advisory services, transaction charges, brokerage, and related services based on the value of assets in your account. The appropriateness of this option depends on your investment objectives, financial situation, and the frequency of trading in your account.
Fees are negotiable and can vary based on the complexity of your situation, the scope of services provided, and the expertise of the IAR.
Location
212 North Main Street, Poterville, CA, 93257
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2007Other Business Activities
Mark is involved in several business activities including Reed Shoemaker & Brookshire, Inc for tax/investment purposes, real estate rental, a DBA for LPL business (Putnam and Main Wealth Management), and providing investment advisory services through Mariner Independent Advisor Network LLC. His work with Mariner Independent Advisor Network takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
Mariner Advisor Network
Previous Registrations
Cetera Investment Advisers LLC
First Allied Advisory Services, INC.
Pacific Wealth Strategies Group, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
Interfirst Capital CorporationBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.