MJ
CFP
MJ
CFP
Marcus Jones
32 Years of Experience
Maumee, OH
3 DisclosuresBroker
Marcus Jones is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Maumee, OH, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1715 Indian Wood Circle, Suite 230, Maumee, OH, 43537
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2003Settled
Customer Dispute
October 1999Settled
Criminal
February 1992Final Disposition
Other Business Activities
Marcus is a representative for Arbonne, a nutritional products company, since 2014. This activity requires minimal time.
Employment History
Current Registrations
Raymond James & Associates, INC.
October 2024 - Present · 1 yr 7 mos
Raymond James & Associates, INC.Broker
October 2024 - Present · 1 yr 7 mos
Raymond James & Associates, INC.
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - November 2024 · 21 yrs 4 mos
Wells Fargo Advisors
July 2003 - November 2024 · 21 yrs 4 mos
Prudential Securities Incorporated
September 1999 - July 2003 · 3 yrs 10 mos
Prudential Securities IncorporatedBroker
January 1998 - July 2003 · 5 yrs 6 mos
Pruco Securities CorporationBroker
January 1994 - January 1998 · 4 yrs
State Registrations37 states
ALARAZCACOCTFLGAILINKSKYLAMAMDMEMIMNMOMSMTNCNJNMNVNYOHOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.