David Dicks
David Dicks is a registered investment advisor at Ocala Capital, LLC, based in Ocala, FL, with 23 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 132 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
The annual fee is negotiable. Accounts within the same household may be combined for a reduced fee. Real Estate Investment Trusts (REITs) are charged an annual fee of up to 1%.
Fee Estimator
Location
1396 NE 20th Ave. Suite 600, Ocala, FL, 34470
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
June 2009Other Business ActivitiesSells Insurance
David is involved in several family citrus businesses and partnerships, dedicating minimal time to each. He also operates as a sole proprietor selling insurance, spending minimal time on this activity as well.
Employment History
Current Registrations
Ocala Capital, LLC
Previous Registrations
Kovack Securities INC.Broker
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Allen & Company of Florida, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.