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Michelle Huffman

32 Years of Experience
Stamford, CT
BrokerSells Insurance

Michelle Huffman is a registered investment advisor, based in Stamford, CT, with 32 years of industry experience.

Location

400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Michelle is an employee of Steward Partners Global Advisory and an owner of Nottingham Wealth Management Group, both support companies. She also serves as Power of Attorney and Executor for her mother, activities that require minimal time.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Previous Registrations
Raymond James Financial Services, INC.Broker
May 2020 - May 2022 · 2 yrs
Wells Fargo Clearing Services, LLC
June 2011 - May 2020 · 8 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
November 2005 - May 2020 · 14 yrs 6 mos
Legg Mason Wood Walker, IncorporatedBroker
December 1998 - November 2005 · 6 yrs 11 mos
Nationsbanc Investments, INC.Broker
January 1998 - December 1998 · 11 mos
NationssecuritiesBroker
October 1993 - January 1998 · 4 yrs 3 mos
State Registrations23 states
ARCACOCTDCFLGAMAMDMTNCNHNYORPAPRRISCTNTXVAVTVirgin Islands
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michelle Huffman - Financial Advisor | TrueAdvisor