Mark Gomes
Mark Gomes is a registered investment advisor at Ameriprise Financial Services, LLC, based in Hanover, MA, with 29 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
273 Winter Street, Suite 1, Hanover, MA, 02339-2500
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Edward Jones
Edward JonesBroker
U.S. Wealth Advisors, LLC.Broker
Aig Financial Advisors, INC.Broker
US Financial Advisors, LLC
Sunamerica Securities, INC.Broker
Cco Investment Services CORP.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Waterhouse Securities, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Funds, INC.Broker
Fortis Investors, INC.Broker
State Registrations10 states
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