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Frederick Peter Baerenz

F L Putnam Investment Management CO.
30 Years of Experience
2 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
F L Putnam Investment Management CO.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
62 advisors
Number of Clients
2,563 clients
Average Client Portfolio
$3.0M average
Assets Under Management
$7.7B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.10%
$2.0M - $5.0M0.93%
$5.0M - $10.0M0.80%
$10M+0.60%

Advisory Fees are negotiable under certain circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

11911 Freedom Drive, Suite 730, Reston, VA, 20190

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2020
Settled
Customer Dispute
March 2015
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Frederick is a trustee for the International DeMolay Foundation and the Virginia Masonic Youth Foundation, and a director for the Alexandria-Washington Masonic Lodge Foundation. These roles involve overseeing charitable foundations and preservation efforts, requiring minimal time commitment for each.

Employment History
Current Registrations
F L Putnam Investment Management CO.
March 2025 - Present · 11 mos
Previous Registrations
Aog Wealth Management
May 2013 - June 2025 · 12 yrs 1 mo
Kalos Capital, INC.Broker
May 2013 - July 2019 · 6 yrs 2 mos
Cetera Advisors LLC
February 2012 - May 2013 · 1 yr 3 mos
Pacific West Financial Consultants INC
February 2012 - February 2012 · 0 mos
Cetera Advisors LLCBroker
December 2011 - May 2013 · 1 yr 5 mos
Pacific West Financial Consultants INC
September 2004 - December 2011 · 7 yrs 3 mos
Pacific West Securities, INC.Broker
September 2004 - December 2011 · 7 yrs 3 mos
H. Beck, INC.
July 2004 - September 2004 · 2 mos
H. Beck, INC.Broker
August 2001 - September 2004 · 3 yrs 1 mo
United Securities Alliance, INC.Broker
February 1999 - August 2001 · 2 yrs 6 mos
PFS Investments INC.Broker
April 1995 - November 1998 · 3 yrs 7 mos
State Registrations1 state
VA
Advisor
Exams
No exam information available for this advisor.