Peter Raith is a registered investment advisor at Neuberger Berman Bd LLC, based in Chicago, IL, with 30 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Firm Size
IM Fee
Location
190 South Lasalle Street, 23rd & 24th & 27th Floor, Chicago, IL, 60603
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Peter provides portfolio management services to Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles managed by Neuberger Berman Investment Advisers LLC. This is concurrent with his duties as a Registered Representative.
Employment History
Current Registrations
Neuberger Berman Bd LLC
Neuberger Berman Bd LLC
Neuberger Berman Bd LLCBroker
Previous Registrations
Banc of America Securities LLCBroker
Morgan Stanley & CO., IncorporatedBroker
Morgan Stanley Market Products INC.Broker
Lehman Brothers INC.Broker
Prudential Securities IncorporatedBroker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.