DK
DK

Daniel Kim

28 Years of Experience
Honolulu, HI
Broker

Daniel Kim is a registered investment advisor at Morgan Stanley, based in Honolulu, HI, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

733 Bishop Street, Suite 2800, Honolulu, HI, 96813

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel is a board member and president of the Rotary Club of Metropolitan Honolulu since 2021, and a board member since 2023. He spends minimal time on these activities, focused on business development, administration, and fund disbursement.

Employment History
Current Registrations
Morgan StanleyBroker
December 2011 - Present · 14 yrs 5 mos
Morgan Stanley
December 2011 - Present · 14 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2006 - December 2011 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2006 - December 2011 · 5 yrs 6 mos
Linsco/private Ledger CORP.
January 2005 - June 2006 · 1 yr 5 mos
Linsco/private Ledger CORP.Broker
September 2000 - June 2006 · 5 yrs 9 mos
Sunamerica Securities, INC.Broker
January 2000 - September 2000 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1993 - October 1995 · 2 yrs 1 mo
State Registrations16 states
ALAZCADCFLGAHIMNMONDNVNYOKORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Daniel Kim - Financial Advisor | TrueAdvisor