AP
AP

Amy Polasek

27 Years of Experience
Austin, TX
Broker

Amy Polasek is a registered investment advisor at Raymond James & Associates, INC., based in Austin, TX, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

6034 West Courtyard Drive, Suite 305, Austin, TX, 78730

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
July 2022 - Present · 4 yrs
Raymond James & Associates, INC.
July 2022 - Present · 4 yrs
Previous Registrations
Ameriprise Financial Services, LLC
March 2019 - July 2022 · 3 yrs 4 mos
Ameriprise Financial Services, LLCBroker
March 2019 - July 2022 · 3 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - March 2019 · 15 yrs 8 mos
Wells Fargo Clearing Services, LLC
July 2003 - March 2019 · 15 yrs 8 mos
Prudential Securities Incorporated
September 1998 - July 2003 · 4 yrs 10 mos
Prudential Securities IncorporatedBroker
August 1998 - July 2003 · 4 yrs 11 mos
State Registrations6 states
AZCACOMOSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Amy Polasek - Financial Advisor | TrueAdvisor