MA
MA
Michael Allen
25 Years of Experience
St. Petersburg, FL
1 DisclosureBroker
Michael Allen is a registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
880 Carillon Parkway, St. Petersburg, FL, 33716
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2011Closed-No Action
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2022 - Present · 4 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2022 - Present · 4 yrs 3 mos
Raymond James Investment Management
January 2019 - Present · 7 yrs 4 mos
Carillon Fund Distributors, INC.Broker
December 2018 - Present · 7 yrs 5 mos
Previous Registrations
Invest Financial CorporationBroker
January 2015 - February 2018 · 3 yrs 1 mo
Invest Financial Corporation
January 2015 - February 2018 · 3 yrs 1 mo
Global Financial Private Capital, LLC
February 2011 - October 2013 · 2 yrs 8 mos
G.F. Investment Services, LLCBroker
April 2010 - October 2013 · 3 yrs 6 mos
Workman Securities CorporationBroker
July 2005 - July 2008 · 3 yrs
Sovereign Securities Corporation, LLCBroker
April 2003 - January 2004 · 9 mos
Morgan Stanley Dw INC.Broker
October 2000 - May 2001 · 7 mos
Morgan Stanley Dean Witter Online INC.Broker
July 1996 - November 2000 · 4 yrs 4 mos
Charles Schwab & CO., INC.Broker
December 1993 - June 1996 · 2 yrs 6 mos
State Registrations1 state
FL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.