David Kuzia
David Kuzia is a registered investment advisor at Raymond James Investment Management, based in Highlands Ranch, CO, with 30 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Raymond James Investment Management (RJIM) manages investments through various strategies. Fees for the Carillon PRISM Quality Factor strategy range from 0.25% to 0.50% of the portfolio's value per year, calculated quarterly. RJIM also manages hedge funds and mutual funds, with fees detailed in their respective offering documents and prospectuses. RJIM employees may invest in the Carillon PRISM Quality Factor investment strategy at a discounted fee or without charge.
Location
Highlands Ranch, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Raymond James Investment Management
Carillon Fund Distributors, INC.Broker
Carillon Fund Distributors, INC.
Previous Registrations
Advisors Asset Management, INC.
Advisors Asset Management, INC.Broker
Oppenheimerfunds Distributor, INC.Broker
Flemming, Anderson, Cohen & Lee, INC.Broker
Rockefeller, Rothschild, & SteeleBroker
Dickinson & CO.Broker
Chatfield Dean & CO., INC.Broker
State Registrations52 states
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