RC
RC

Roger Cregg

22 Years of Experience
Laguna Niguel, CA
Broker

Roger Cregg is a registered investment advisor at Morgan Stanley, based in Laguna Niguel, CA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

28202 Cabot Road, Suite 500, Laguna Niguel, CA, 92677

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Roger is a sole proprietor for personal life coaching since 2019, dedicating minimal time outside business hours. He also owns Cregg Fine Art Photography since July 2024, spending minimal time outside business hours on various business tasks.

Employment History
Current Registrations
Morgan Stanley
May 2010 - Present · 16 yrs 4 mos
Morgan StanleyBroker
April 2010 - Present · 16 yrs 5 mos
Previous Registrations
First Brokerage America, L.L.C.Broker
February 2008 - March 2010 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2000 - November 2000 · 4 mos
Uboc Investment Services, INC.Broker
July 1996 - March 2000 · 3 yrs 8 mos
New England SecuritiesBroker
October 1993 - August 1994 · 10 mos
State Registrations38 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.