Joseph Garagozzo
Joseph Garagozzo is a registered investment advisor at Cetera Investment Advisers LLC, based in Audubon, NJ, with 32 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Audubon, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph sells fixed insurance products, including life and fixed annuities, as an insurance agent. He also owns Gara Financial Inc. (taxes and consulting), rental real estate, Gara Wealth Management LLC (financial services), and Gara Gold, LLC (life insurance).
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Royal Alliance Associates, INC.
Investment Advisors Asset Management, LLC
Royal Alliance Associates, INC.Broker
Independence Financial Group, LLC
Investment Advisors & Consultants, INC.Broker
C. J. M. Planning CORP.Broker
State Registrations14 states
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