Peter Tracz
Peter Tracz is a registered investment advisor at Osaic Wealth, INC., based in Arlington Heights, IL, with 30 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Arlington Heights, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Peter is an Investment Advisor Representative with Woodbury Financial Services, dedicating about a quarter of his time to investment advisory services. He also works as an insurance agent selling fixed insurance products, including life, fixed annuities, disability, health, and LTC, dedicating a few hours per week. Peter is also a part-owner of Big Thank You LLC with his wife, spending minimal time in a general support role.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Questar Capital CorporationBroker
Questar Asset Management, INC.
Usallianz Securities, INC.Broker
Usallianz Securities, INC.
H&r Block Financial Advisors, INC.
H&r Block Financial Advisors, INC.Broker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Charles Schwab & CO., INC.Broker
Kemper Distributors, INC.Broker
Kemper Financial Services, INC.Broker
NationssecuritiesBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.