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Tracy Fielder

25 Years of Experience
Houston, TX
Broker

Tracy Fielder is a registered investment advisor at Invesco Advisers, INC., based in Houston, TX, with 25 years of industry experience. Tracy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 61,236 clients with $760B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
210 advisors
Number of Clients
61,236 clients
Average Client Portfolio
$12.4M average
Assets Under Management
$756.9B

Fee Structure

Minimum Investment:$50M
Investment management only (planning not offered)

Invesco Advisers manages investments for clients through various strategies, with fees ranging from 0.01% to 1.50% annually, depending on the specific investment strategy and the amount invested. These fees cover investment advisory services but do not include brokerage, custody, or other service provider fees. Fees are negotiable in certain cases. Invesco Advisers may also act as a sub-advisor and share fees with other registered investment advisors.

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Location

11 Greenway Plaza Ste 1000, Houston, TX, 77046

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Invesco Advisers, INC.
August 2017 - Present · 8 yrs 11 mos
Invesco Distributors, INC.Broker
April 2010 - Present · 16 yrs 3 mos
Previous Registrations
VALIC Financial Advisors, INC.Broker
November 2001 - October 2009 · 7 yrs 11 mos
Van Kampen Funds INC.Broker
November 1997 - August 1999 · 1 yr 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Tracy Fielder - Financial Advisor | TrueAdvisor