Richard Hagan
Richard Hagan is a registered investment advisor at MML Investors Services, LLC, based in Wauwatosa, WI, with 32 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
10401 Innovation Drive, Suite 125, Wauwatosa, WI, 53226
Get directionsHistory
Regulatory History (9)
Customer Dispute
May 2024Judgment / Lien
September 2022Judgment / Lien
June 2018Judgment / Lien
July 2017Judgment / Lien
January 2016Judgment / Lien
October 2015Judgment / Lien
February 2014Judgment / Lien
January 2014Judgment / Lien
October 2013Other Business ActivitiesSells Insurance
Richard is an independent insurance agent selling dental, group disability income, life, accident, and health insurance products. He dedicates time to this activity one weekday and one evening/weekend per week, starting in 2002.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
New England Securities Corporation
New England SecuritiesBroker
Wma Securities, INC.Broker
Intersecurities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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