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Theresia Ennen-Herrmann

30 Years of Experience
New York, NY
Broker

Theresia Ennen-Herrmann is a registered investment advisor, based in New York, NY, with 30 years of industry experience.

Location

99 Park Avenue, Suite 1910, New York, NY, 10016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Theresia owns rental real estate since 2018, dedicating minimal time to it. She also works as a financial advisor and assistant for Steward Partners Global Advisory and Steward Partners Investment Advisory LLC, spending minimal time on each.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs 4 mos
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs 4 mos
Steward Partners Investment Advisory, LLC
September 2017 - Present · 9 yrs
Previous Registrations
Raymond James Financial Services, INC.Broker
April 2016 - May 2022 · 6 yrs 1 mo
Raymond James & Associates, INC.Broker
January 2007 - March 2015 · 8 yrs 2 mos
Raymond James Financial Services, INC.Broker
April 2001 - December 2006 · 5 yrs 8 mos
Raymond James & Associates, INC.Broker
May 1999 - May 2001 · 2 yrs
Prudential Securities IncorporatedBroker
July 1994 - April 1999 · 4 yrs 9 mos
State Registrations13 states
CACTDCFLGAILMAMDNJNYORPATX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.