Lisa Buono is a registered investment advisor, based in King of Prussia, PA, with 28 years of industry experience.
Location
555 Croton Road, Suite 210, King of Prussia, PA, 19406
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Girard Investment Services, LLCBroker
July 2014 - Present · 11 yrs 10 mos
Girard Advisory Services, LLC
August 2011 - Present · 14 yrs 9 mos
Previous Registrations
Univest Investments, INC.
July 2014 - March 2015 · 8 mos
Girard Capital, LLCBroker
May 2011 - August 2014 · 3 yrs 3 mos
Camelot Investment Advisers, LTD.Broker
June 2009 - July 2009 · 1 mo
Camelot Investment Advisers, LTD.Broker
April 2003 - June 2007 · 4 yrs 2 mos
Pfpc Distributors, INC.Broker
December 2000 - October 2002 · 1 yr 10 mos
Abn Amro Distribution Services (USA), INC.Broker
July 2000 - October 2002 · 2 yrs 3 mos
Navaid Financial Services, INC.Broker
February 2000 - December 2000 · 10 mos
Offit Funds Distributor, INC.Broker
October 1999 - October 2002 · 3 yrs
Northern Funds Distributors, LLCBroker
October 1999 - October 2002 · 3 yrs
Provident Distributors, INC.Broker
October 1999 - January 2001 · 1 yr 3 mos
Blackrock Distributors, INCBroker
October 1999 - October 2002 · 3 yrs
Ing Funds Distributor, INC.Broker
April 1999 - October 2000 · 1 yr 6 mos
Provident Advisers, INC.Broker
November 1996 - March 1999 · 2 yrs 4 mos
Compass Distributors, INC.Broker
January 1996 - January 1997 · 1 yr
Provident Distributors, INC.Broker
January 1994 - December 1996 · 2 yrs 11 mos
Pennsylvania Merchant Group LTD.Broker
November 1993 - January 1994 · 2 mos
State Registrations1 state
PA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.