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Gregory Horn

32 Years of Experience
Lawrenceburg, IN
Broker

Gregory Horn is a registered investment advisor at LPL Financial LLC, based in Lawrenceburg, IN, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Lawrenceburg, IN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gregory operates Horn Financial Services and Horn Wealth Management, both DBAs related to his LPL Financial business. He dedicates full-time hours to these investment-related activities.

Employment History
Current Registrations
LPL Financial LLC
February 2013 - Present · 13 yrs 3 mos
LPL Financial LLCBroker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
VALIC Financial Advisors, INC.
February 2005 - August 2012 · 7 yrs 6 mos
VALIC Financial Advisors, INC.Broker
October 2004 - August 2012 · 7 yrs 10 mos
Fidelity Brokerage Services LLCBroker
August 1993 - October 2004 · 11 yrs 2 mos
State Registrations5 states
INKYNCOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gregory Horn - Financial Advisor | TrueAdvisor