AS
AS

Arthur Neil Schlosser

32 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

Toledo, OH

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Arthur operates Blackbridge Financial as a DBA for his LPL business and spends full-time on it. He also provides investment advisory services through Independent Advisor Alliance, dedicating full-time hours to this activity as well, operating under the DBA Blackbridge Financial.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2017 - Present · 8 yrs 6 mos
Independent Advisor Alliance, LLC
August 2017 - Present · 8 yrs 6 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - August 2017 · 5 mos
MML Investors Services, LLC
March 2017 - August 2017 · 5 mos
Msi Financial Services, INC.
November 2015 - March 2017 · 1 yr 4 mos
Msi Financial Services, INC.Broker
November 2015 - March 2017 · 1 yr 4 mos
LPL Financial LLC
December 2014 - November 2015 · 11 mos
LPL Financial LLCBroker
December 2014 - November 2015 · 11 mos
CUNA Brokerage Services, INC.
June 2001 - January 2015 · 13 yrs 7 mos
CUNA Brokerage Services, INC.Broker
September 1996 - January 2015 · 18 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1994 - September 1996 · 1 yr 9 mos
A. T. Brod & CO. INC.Broker
September 1993 - November 1994 · 1 yr 2 mos
State Registrations5 states
FLMIMSNYOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.