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Arthur Schlosser

LPL Financial LLC
32 Years of Experience
Toledo, OH
Broker
View SEC Summary
View SEC Summary

Arthur Schlosser is a registered investment advisor at LPL Financial LLC, based in Toledo, OH, with 32 years of industry experience. Arthur is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Toledo, OH

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Arthur operates Blackbridge Financial as a DBA for his LPL business and spends full-time on it. He also provides investment advisory services through Independent Advisor Alliance, dedicating full-time hours to this activity as well, operating under the DBA Blackbridge Financial.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2017 - Present · 9 yrs 2 mos
Independent Advisor Alliance, LLC
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - August 2017 · 5 mos
MML Investors Services, LLC
March 2017 - August 2017 · 5 mos
Msi Financial Services, INC.
November 2015 - March 2017 · 1 yr 4 mos
Msi Financial Services, INC.Broker
November 2015 - March 2017 · 1 yr 4 mos
LPL Financial LLC
December 2014 - November 2015 · 11 mos
LPL Financial LLCBroker
December 2014 - November 2015 · 11 mos
CUNA Brokerage Services, INC.
June 2001 - January 2015 · 13 yrs 7 mos
CUNA Brokerage Services, INC.Broker
September 1996 - January 2015 · 18 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1994 - September 1996 · 1 yr 9 mos
A. T. Brod & CO. INC.Broker
September 1993 - November 1994 · 1 yr 2 mos
State Registrations5 states
FLMIMSNYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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