Dale Rice
Dale Rice is a registered investment advisor at Dale Q. Rice Investment Management, based in Vancouver, WA, with 32 years of industry experience. Dale operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 121 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.2M | 1.50% |
| $1.3M - $2.0M | 1.25% |
| $2M+ | 1.00% |
Fees are negotiable at DQR's discretion.
Fee Estimator
Location
10000 NE 7th Avenue, #215, Vancouver, WA, 98685
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dale is an insurance agent since 2010, selling various insurance products, and spends minimal time on this. Dale also owns Rice Renovations, LLC, a home renovation business, and spends minimal time on this as well.
Employment History
Current Registrations
Dale Q. Rice Investment Management
Previous Registrations
Strategic Wealth Advisors Group
Strategic Wealth Advisors Group
LPL Financial LLCBroker
Sagepoint Financial, INC.Broker
Dale Q Rice Investment Advisor LTD
Sunamerica Securities, INC.Broker
Liberty Securities CorporationBroker
Independent Financial Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.