David Queen is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Hixson, TN, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5470 Hixson Pike, Suite A, Hixson, TN, 37343
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a salesman at TASC, an insurance agency offering cafeteria plans for employee benefits, and owns Queen Financial Services Corporation, a DBA for his LPL business. He also owns David Queen CPA for tax preparation and accounting, Queen Properties LLC for real estate rental, and is a representative on the Tennessee Republican Party State Executive Committee.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Fsc Securities Corporation
Fsc Securities CorporationBroker
State Registrations16 states
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