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Alison Stewart

Northern Trust Investments, Incorporated
32 Years of Experience
Chicago, IL
Broker
View SEC Summary
View SEC Summary

Alison Stewart is a registered investment advisor at Northern Trust Investments, Incorporated, based in Chicago, IL, with 32 years of industry experience. Alison is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Socially Responsible Investing. Their firm serves 41,027 clients with $1200B in assets under management.

Northern Trust Investments, Incorporated
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
41,027 clients
Average Client Portfolio
$30.4M average
Assets Under Management
$1245.2B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Maximum fee percentages vary by strategy, ranging up to 0.30% for passive equity, 0.45% for fixed income, 0.50% for multi-asset class, 0.65% for quantitative equity, 1.00% for third-party strategies, and 1.50% for tax advantaged long/short equity. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

181 West Madison, Chicago, IL, 60603

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northern Trust Investments, Incorporated
December 2016 - Present · 9 yrs 10 mos
Northern Trust Securities, INC.
January 2004 - Present · 22 yrs 9 mos
Northern Trust Securities, INC.Broker
January 2004 - Present · 22 yrs 9 mos
Previous Registrations
Scudder Distributors, INC.Broker
February 1995 - August 2003 · 8 yrs 6 mos
Kemper Financial Services, INC.Broker
December 1994 - February 1995 · 2 mos
Commerce Brokerage Services, INC.Broker
September 1993 - June 1994 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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