Kevin Curry
Kevin Curry is a registered investment advisor at LPL Financial LLC, based in Oyster Bay, NY, with 33 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
74 Cove Neck Road, Oyster Bay, NY, 11771
Get directionsHistory
Regulatory History (9)
Judgment / Lien
July 2025Judgment / Lien
June 2025Judgment / Lien
March 2024Judgment / Lien
May 2023Judgment / Lien
May 2022Customer Dispute
April 2022Regulatory
December 2016Customer Dispute
June 2014Customer Dispute
February 2012Other Business Activities
Kevin works as a financial advisor for Petersen Advisors (LLC) since 2019.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Royal Alliance Associates, INC.Broker
Petersen Investments, INC.Broker
Gruntal & CO., L.L.C.Broker
Wayne, Grayson Capital CORP.Broker
Lehman Brothers INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Matthew Conway, CFAThrivent Investment Management INC.