Richard Elder is a registered investment advisor, based in Naperville, IL, with 32 years of industry experience.
Location
29 South Webster Street, Suite 300, Naperville, IL, 60540
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is a CPA since 1987, spending nearly full-time on write-up review and tax preparation review. He also refers potential health insurance clients, serves as a board member for a non-profit bakery, owns Elder Wealth Management LLC, and is a trustee for a family trust.
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Hochman & Baker Securities, INC.Broker
State Registrations17 states
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