Edward Hogan is a registered investment advisor, based in Darien, CT, with 24 years of industry experience.
Location
30 Old Kings Highway South, Darien, CT, 06820
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Edward is a managing partner at Rock Elm Capital Management LLC since 2016, and Rock Elm Holdings LLC since 2017, dedicating a few hours per week to each. He is also the sole member of Hogan Merchant Capital LLC, spending minimal time on non-securities related business development.
Employment History
Current Registrations
Ba Securities, LLC
Ba Securities, LLCBroker
Rock Elm Capital Management LLC
Previous Registrations
Standard Chartered Securities (north America) INC.Broker
Citigroup Global Markets INC.Broker
Citicorp Investment ServicesBroker
Warburg Dillon Read LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Citicorp Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.