Ting Chen
Ting Chen is a CFP-designated registered investment advisor at Landolt Securities, INC., based in Dallas, TX, with 31 years of industry experience. Ting operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 173 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $5.0M | 1.75% |
| $5M+ | 1.50% |
Subject to a $300 minimum quarterly fee (not to exceed 3% of a client’s assets under management).
Fee Estimator
Location
12900 Preston Road, Suite 700, Dallas, TX, 75230
Get directionsHistory
Regulatory History (5)
Customer Dispute
October 2025Customer Dispute
August 2025Customer Dispute
December 2024Employment Separation After Allegations
May 2011Customer Dispute
December 2008Other Business ActivitiesSells Insurance
Ting is the managing member, president, and CEO of TKC Wealth Management, LLC, spending nearly full-time on portfolio management. Ting also owns TKC Risk Advisors, LLC, providing insurance products, and T. K. Chen Financial Services, LLC, operating under Landolt Securities, Inc.
Employment History
Current Registrations
Landolt Securities, INC.Broker
Tkc Wealth Management LLC
Previous Registrations
Richfield Orion International, INC.Broker
Welborn Capital LLCBroker
Richfield Orion International, INC.Broker
Civitas Wealth Management, LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Comerica SecuritiesBroker
Comerica Financial Services, INC.Broker
Fimco Securities Group, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.