Charlotte Dorand
Charlotte Dorand is a registered investment advisor at Victory Financial, based in Houston, TX, with 32 years of industry experience. Charlotte operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 3,003 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees range from 0.25% to 2.00% depending on portfolio size, composition, and services rendered. Third-party manager fees and platform fees may apply.
Fee Estimator
Location
Houston, TX
Get directionsHistory
Regulatory History (2)
Judgment / Lien
March 2020Customer Dispute
August 2010Other Business ActivitiesSells Insurance
Charlotte is the owner of Strategic Wealth Solutions LLC, where she offers securities and investment advisory services, as well as accounting, tax, and IRS representation. She also works as an agent for Strategic Wealth Solutions LLC, selling insurance products, and is the managing director of Gluten Free Lab, LLC.
Employment History
Current Registrations
Victory Financial
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Hanover Investment Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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