TK
TK

Thomas Kenny

32 Years of Experience
Hewlett, NY
1 DisclosureBroker

Thomas Kenny is a registered investment advisor at Wells Fargo Advisors, based in Hewlett, NY, with 32 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1250 W Broadway, Hewlett, NY, 11557

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Investigation
January 2003
Employment History
Current Registrations
Wells Fargo Advisors
September 2025 - Present · 1 yr 1 mo
Wells Fargo Clearing Services, LLCBroker
September 2025 - Present · 1 yr 1 mo
Previous Registrations
Park Avenue Securities LLC
January 2022 - September 2025 · 3 yrs 8 mos
Park Avenue Securities LLCBroker
July 2015 - September 2025 · 10 yrs 2 mos
Bay Crest Partners, LLCBroker
September 2013 - April 2015 · 1 yr 7 mos
Fbr Capital Markets & CO.Broker
March 2011 - August 2013 · 2 yrs 5 mos
Hapoalim Securities USA, INC.Broker
March 2009 - March 2011 · 2 yrs
Banc of America Securities LLCBroker
January 2003 - March 2009 · 6 yrs 2 mos
Morgan Stanley & CO., IncorporatedBroker
March 1994 - January 2003 · 8 yrs 10 mos
State Registrations9 states
CTFLMDMENCNJNYPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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