RD
RD
Ralph Drayer is a registered investment advisor at Morgan Stanley, based in Chattanooga, TN, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
820 Broad Street, Chattanooga, TN, 37402
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008Denied
Other Business Activities
Ralph serves as a Trustee/Co-Trustee in Hilton Head, South Carolina since 2013. This accounting/bookkeeping activity requires minimal time.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 2004 - April 2007 · 3 yrs 3 mos
Morgan Stanley Dw INC.Broker
April 1996 - April 2007 · 11 yrs
Fidelity Brokerage Services, INC.Broker
September 1993 - April 1996 · 2 yrs 7 mos
State Registrations30 states
ALARCACODCFLGAILKYLAMDMEMIMOMSMTNCNJNMNVNYOHPARISCTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.