John Cunningham
John Cunningham is a registered investment advisor at Empirical Research Partners LLC, based in New York, NY, with 30 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Empirical Research Partners does not manage client assets. Fees for advisory services are included in the client's payment for ERP's research services and are determined on a negotiated basis, often after services have been provided. Clients may pay directly or through commission sharing agreements with broker-dealers. These payments are not linked to specific securities recommendations.
Location
551 Fifth Avenue, Suite 1800, New York, NY, 10176
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empirical Research Partners LLC
Empirical Research Partners LLCBroker
Previous Registrations
Cowen and CompanyBroker
Cowen Securities LLCBroker
Cowen and CompanyBroker
J.P. Morgan Securities INC.Broker
J.P. Morgan Securities INC.Broker
Chase Securities INC.Broker
Hambrecht & Quist LLCBroker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
State Registrations1 state
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