John Rutledge is a CFA, CFP-designated registered investment advisor at Phoundational LLC, based in Nicasio, CA, with 16 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 13 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Phoundational does not manage client assets directly. They act as a consultant, providing recommendations on investments like stocks, bonds, mutual funds, and exchange-traded funds. Clients manage their own accounts and execute trades at the brokerage of their choice.
Location
Nicasio, CA
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Regulatory History (1)
Regulatory
April 2023Employment History
Current Registrations
Phoundational LLC
Previous Registrations
Clearbridge Advisors, LLC
Legg Mason Investor Services, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Salomon Brothers INC.Broker
Scudder Investor Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.