Douglas Henderson is a registered investment advisor at RBC Capital Markets, LLC, based in Stamford, CT, with 30 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
1 Landmark Square, 12th Floor, Stamford, CT, 06901-2502
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Foreside Fund Services, LLCBroker
Weeden & Co.l.p.Broker
Fulcrum Global Partners LLCBroker
Soundview Technology CorporationBroker
J.P. Morgan Securities INC.Broker
J.P. Morgan Securities INC.Broker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Salomon Brothers INC.Broker
Montgomery SecuritiesBroker
Charles Schwab & CO., INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.