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Kenneth Thomson

Cambridge Investment Research Advisors, INC.
32 Years of Experience
Dallas, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
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Kenneth Thomson is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Dallas, TX, with 32 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

15770 Dallas Pkwy Ste 910, Dallas, TX, 75248

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2009
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kenneth is the head coach for a high school lacrosse team, dedicating about a third of his time to this non-investment related activity. He is also an independent insurance agent, an advisory representative for CIRA, and an investment advisor representative for EVOS Financial, dedicating full-time hours to each of the latter two roles.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
July 2011 - Present · 15 yrs 3 mos
Cambridge Investment Research, INC.Broker
July 2011 - Present · 15 yrs 3 mos
Previous Registrations
Calandro Advisory Services, INC.
September 2007 - May 2009 · 1 yr 8 mos
Sanders Morris Harris INC.
September 2007 - July 2011 · 3 yrs 10 mos
Sanders Morris Harris INC.Broker
January 2002 - July 2011 · 9 yrs 6 mos
Ifg Network Securities, INC.Broker
July 2001 - December 2001 · 5 mos
Ifg Network Securities, INC.Broker
January 1995 - February 2001 · 6 yrs 1 mo
Fidelity Brokerage Services, INC.Broker
October 1993 - October 1994 · 1 yr
State Registrations17 states
ARCACOCTDCFLIDMAMNNJNVORPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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