Monte Mitchell is a registered investment advisor at Morgan Stanley, based in Sandy, UT, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 West Civic Center Drive, Sandy, UT, 84070
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2024 - Present · 2 yrs 2 mos
Morgan StanleyBroker
March 2023 - Present · 3 yrs 4 mos
Previous Registrations
E*trade Securities LLCBroker
January 2021 - September 2023 · 2 yrs 8 mos
Ascensus Broker Dealer Services, LLCBroker
March 2020 - October 2020 · 7 mos
TD Ameritrade Investment Management, LLC
August 2017 - May 2018 · 9 mos
TD Ameritrade, INC.
August 2017 - May 2018 · 9 mos
TD Ameritrade, INC.Broker
June 2017 - May 2018 · 11 mos
MML Investors Services, LLCBroker
April 2017 - June 2017 · 2 mos
Jensen Investment Management INC.
November 2014 - April 2015 · 5 mos
Quasar Distributors, LLCBroker
April 2012 - April 2015 · 3 yrs
Charles Schwab & CO., INC.Broker
November 2008 - June 2010 · 1 yr 7 mos
Princor Financial Services CorporationBroker
September 2007 - September 2008 · 1 yr
Nationwide Fund Distributors LLCBroker
July 2002 - August 2007 · 5 yrs 1 mo
Sei Investments Distribution CO.Broker
June 2000 - December 2001 · 1 yr 6 mos
Liberty Funds Distributor, INC.Broker
October 1998 - May 2000 · 1 yr 7 mos
Crabbe Huson Securities, INC.Broker
August 1996 - September 1998 · 2 yrs 1 mo
Smith Barney INC.Broker
October 1993 - August 1995 · 1 yr 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.