Christopher Wallace
Christopher Wallace is a CFA-designated registered investment advisor at Professional Planning Group, based in Westerly, RI, with 27 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 1,292 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $5.0M | 0.75% |
| $5.0M - $15.0M | 0.50% |
| $15.0M - $25.0M | 0.40% |
| $25M+ | 0.30% |
Fees may be negotiable based on portfolio size, family holdings, or pre-existing relationships. Other programs have maximum fees up to 1.25% (Freedom), 1.65% (Raymond James Consulting Service), and 1.58% (Raymond James Trust).
Fee Estimator
Location
9 Granite Street, Westerly, RI, 02891
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Christopher is an Investment Advisor Representative at New England Professional Planning Group since 2003 and an Associate/Employee at Professional Planning Group since 2002, where he is a Registered Principal and Financial Advisor. He dedicates about half of his time to each of these roles.
Employment History
Current Registrations
Professional Planning Group
Raymond James Financial Services, INC.Broker
Previous Registrations
Professional Planning Group
Funds Distributor, INC.Broker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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