Louis Mitchell
Louis Mitchell is a registered investment advisor at LPL Financial LLC, based in Dade City, FL, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
29300 Indian Pond Ct., Dade City, FL, 33523
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Louis operates LSM Wealth Management as a DBA for his LPL business, dedicating nearly full-time hours to it. He also engages in non-variable insurance sales, including fixed annuities and life insurance, with Liberty Bankers, Equitable Life, and another unnamed entity, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
USAA Financial Planning Services
USAA Financial Advisors, INC.Broker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Colonial Brokerage, INC.Broker
Colonial Asset Management INC
Colonial Brokerage, INC.Broker
Aig Retirement Advisors, INC.
Aig Retirement Advisors, INC.Broker
Navillus Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
NationssecuritiesBroker
Smith Barney INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.