Michael Bergman
Michael Bergman is a ChFC-designated registered investment advisor at State Farm Investment Management CORP., based in Frisco, TX, with 31 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,575 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1M+ | 0.50% |
Customized fees may be negotiated for total account values of $10,000,000 or more. Certain fee reductions apply for employees and accounts funded from specific previously established brokerage accounts.
Fee Estimator
Location
5150 Warren Pkwy, Ste 705, Frisco, TX, 75034-7463
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
January 2020Regulatory
May 2009Other Business ActivitiesSells Insurance
Michael owns Northern Pike LLC, is the owner and agent of Michael Bergman's Insurance Agency (State Farm), and has ownership in MBA Properties, LLC. He also owns seven rental properties, dedicating minimal time to each.
Employment History
Current Registrations
State Farm Investment Management CORP.
State Farm Vp Management CORP.Broker
Previous Registrations
State Farm Investment Management CORP.
State Farm Vp Management CORP.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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- Daniel Pulaski, ChFCState Farm Investment Management CORP.