DE
DE

David Elias

32 Years of Experience
Knoxville, TN
Broker

David Elias is a registered investment advisor at Morgan Stanley, based in Knoxville, TN, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

Landmark Center, 1111 North Shore Dr Ste N-160, Knoxville, TN, 37919

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

David is the sole owner of Elias Development LLC, an investment-related software development company. He spends minimal time on this activity outside of business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
January 2003 - June 2009 · 6 yrs 5 mos
Citigroup Global Markets INC.Broker
October 2001 - June 2009 · 7 yrs 8 mos
The Robinson-Humphrey Company, LLCBroker
December 1993 - October 2001 · 7 yrs 10 mos
Smith Barney Shearson INC.Broker
October 1993 - December 1993 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Elias - Financial Advisor | TrueAdvisor