Matthew Rice
Matthew Rice is a registered investment advisor at Cetera Investment Advisers LLC, based in Charlotte, NC, with 24 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Charlotte, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Matthew is a CPA providing accounting services and tax preparation to business owners and individuals since 2010, dedicating nearly full-time hours to this. He also sells insurance and annuity products through Avantax, spending a few hours per week on these activities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC.
Ids Life Insurance CompanyBroker
Intersecurities, INC.Broker
Trusted Securities Advisors CORP.Broker
Mcdonald Investments INC.Broker
Investors Associates, INC.Broker
State Registrations8 states
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