Stephen Kaplan is a CFP-designated registered investment advisor, based in Miami, FL, with 32 years of industry experience.
Location
Miami, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Stephen serves as a trustee for multiple trusts, involving accounting, asset management, and distributions. He also manages his tax, trust, and insurance matters through Financial Planning Strategies, Inc.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
August 2025 - Present · 9 mos
Previous Registrations
Avantax Advisory Services
February 1994 - September 2025 · 31 yrs 7 mos
Avantax Investment Services, INC.Broker
November 1993 - September 2025 · 31 yrs 10 mos
State Registrations12 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.