Marc Zimmerman is a registered investment advisor at Mma Securities LLC, based in Parkland, FL, with 21 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 8,394 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):
- In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
- MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
Location
Parkland, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Marc is an employee of Marsh & McLennan Agency LLC, where he dedicates about 10-20% of his time to non-investment related business activities such as supporting health and benefits services. These activities are not subject to broker-dealer licensing and registration requirements.
Employment History
Current Registrations
Mma Securities LLC
Mma Securities LLCBroker
Mma Securities LLC
Previous Registrations
The Centurion Group, LLC
Purshe Kaplan Sterling InvestmentsBroker
LPL Financial LLCBroker
John Hancock Distributors LLCBroker
Nylife Securities LLCBroker
American Portfolios Financial Services, INC.Broker
First Montauk Securities CORP.Broker
Chatfield Dean & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.