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CFP
WH
CFP

William Haugen

Wells Fargo Advisors
56 Years of Experience
Davidson, NC
Broker
View SEC Summary
View SEC Summary

William Haugen is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Davidson, NC, with 56 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

130 Harbour Pl Dr Ste 200, Davidson, NC, 28036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is a 50% owner of Margin Call Ranch, farmland in Berthold, ND, since 2002. He is also a board member of the Downtown Development Association of Morganton, NC, and co-owns rental property in Morganton, NC with his spouse since 1992.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
June 2002 - Present · 24 yrs 4 mos
Wells Fargo Advisors
June 2002 - Present · 24 yrs 4 mos
Previous Registrations
Wachovia Securities, INC.
July 2001 - June 2002 · 11 mos
Wachovia Securities, INC.Broker
June 1991 - June 2002 · 11 yrs
Lehman Brothers INC.Broker
February 1988 - July 1991 · 3 yrs 5 mos
E. F. Hutton & Company INCBroker
August 1987 - February 1988 · 6 mos
Dean Witter Reynolds INC.Broker
December 1981 - August 1987 · 5 yrs 8 mos
E. F. Hutton & Company INCBroker
July 1979 - December 1981 · 2 yrs 5 mos
Loeb PartnersBroker
June 1978 - August 1979 · 1 yr 2 mos
Bache Halsey Stuart Shields IncorporatedBroker
September 1977 - July 1978 · 10 mos
Bache Halsey Stuart INC.Broker
August 1976 - September 1977 · 1 yr 1 mo
Bache & CO IncorporatedBroker
February 1976 - August 1976 · 6 mos
Bache & CO., IncorporatedBroker
May 1970 - February 1976 · 5 yrs 9 mos
State Registrations17 states
ARCACTDEFLGAILKYMDMINCNYOHSCTNVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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