Thomas Lafleur is a registered investment advisor at Piper Sandler & CO., based in Chicago, IL, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2 clients with $2B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23 advisors
IM Fee
Planning only
Assets Under Management
$2.0B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
444 W Lake St, Suite 3300, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Previous Registrations
Piper Sandler & CO.
August 2016 - March 2026 · 9 yrs 7 mos
Piper Jaffray Investment Management, LLC
April 2012 - August 2016 · 4 yrs 4 mos
Piper Jaffray Investment Management LLC
April 2011 - December 2011 · 8 mos
Exams
No exam information available for this advisor.