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Darrin Bradley

30 Years of Experience
Milltown, NJ
4 DisclosuresBroker

Darrin Bradley is a registered investment advisor at Ameriprise Financial Services, LLC, based in Milltown, NJ, with 30 years of industry experience. Darrin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

161 S Main St, Milltown, NJ, 08850

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2012
Final
Customer Dispute
August 2009
Settled
Customer Dispute
February 2009
Pending
Customer Dispute
July 2008
Denied
Other Business Activities

Darrin is involved with Certainty of Uncertainty since August 2022. This outside employment takes about 10-20% of Darrin's time, with 60 hours per month dedicated during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2022 - Present · 3 yrs 11 mos
Ameriprise Financial Services, LLC
August 2022 - Present · 3 yrs 11 mos
Ameriprise Financial Services, LLCBroker
August 2022 - Present · 3 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
January 2017 - August 2022 · 5 yrs 7 mos
Securian Financial Services, INC.Broker
January 2017 - August 2022 · 5 yrs 7 mos
Msi Financial Services, INC.
August 2014 - January 2017 · 2 yrs 5 mos
Msi Financial Services, INC.Broker
August 2014 - January 2017 · 2 yrs 5 mos
Cetera Investment Advisers LLC
January 2014 - August 2014 · 7 mos
Cetera Investment Services LLC
September 2009 - January 2014 · 4 yrs 4 mos
Cetera Investment Services LLCBroker
June 2009 - August 2014 · 5 yrs 2 mos
LPL Financial CorporationBroker
May 2008 - May 2009 · 1 yr
LPL Financial Corporation
May 2008 - May 2009 · 1 yr
Ifmg Securities, INC.
July 2003 - May 2008 · 4 yrs 10 mos
Ifmg Securities, INC.Broker
March 2003 - May 2008 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1999 - October 2002 · 3 yrs 2 mos
American Express Financial Advisors INC.Broker
August 1996 - July 1999 · 2 yrs 11 mos
Ids Life Insurance CompanyBroker
August 1996 - July 1999 · 2 yrs 11 mos
First Montauk Securities CORP.Broker
December 1995 - May 1996 · 5 mos
L.C. Wegard & CO., INC.Broker
December 1994 - November 1995 · 11 mos
State Registrations11 states
CACTFLGAMAMDNJNYOHPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.