John Kroeger
John Kroeger is a CFP, ChFC-designated registered investment advisor at Personal Benefits Planning LLC, based in Phoenix, AZ, with 32 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 17 clients with $3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Personal Benefits Planning LLC offers investment supervision and individual portfolio management. Fees are negotiable and based on a percentage of the assets they manage, generally starting at 2.00% and declining to 1.00%. The firm reserves the right to impose minimum account size and/or minimum fee requirements. Custodial and trading fees are charged separately by Shareholders Service Group or Orion Portfolio Solutions LLC.
Location
2701 East Thomas Road, Suite A, Phoenix, AZ, 85016
Get directionsHistory
Regulatory History (3)
Regulatory
May 2015Civil Bond
October 2008Criminal
December 1983Other Business ActivitiesSells Insurance
John sells life, health, disability, long-term care, and fixed annuity insurance products, dedicating about 10-20% of his time. He also prepares legal documents and provides tax preparation and accounting services, spending between about 10-20% of his time to nearly full-time hours on these activities.
Employment History
Current Registrations
Personal Benefits Planning LLC
Previous Registrations
Foothill Securities, INC.Broker
Cue Financial Group, INC.
Cue Financial Group, INC.Broker
Fox & Company Investments INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.